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HSE inspections up 47% - HSE carried out over 13,200 workplace inspections in 2024/25.

Health and Safety in Healthcare and Care:Sharps, Infection Control, Moving and Handling, and CQC Compliance

Qualified healthcare health and safety consultants. Sharps risk assessments · Infection control · Moving and handling patients · Lone working in community care · Care home risk assessments · Fire risk assessments · Ongoing CQC-aligned compliance for healthcare and care providers across the UK and 50+ countries.

Healthcare is directly HSE-regulated and one of HSE's priority sectors every year. Care homes face the additional layer of CQC inspection where workplace safety, infection control, manual handling, and staffing adequacy intersect directly with regulated activity ratings. The compliance load spans elevated biological agent exposure, sharps injury risk, patient manual handling, lone working in community settings, and intensive psychosocial demand on the workforce. Arinite delivers the full healthcare compliance stack through Qualified consultants and integrated compliance software.

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ABOUT

About This Sector

Healthcare covers a wide range of operations: NHS trusts, private hospitals, GP surgeries, dental practices, mental health and substance misuse services, residential and nursing care homes, domiciliary and community care, hospices, ambulance services, and clinical laboratories. The compliance profile shares common threads: biological agents under COSHH and the Control of Substances Hazardous to Health Regulations, sharps injury risk under the Health and Safety (Sharp Instruments in Healthcare) Regulations 2013, patient handling under the Manual Handling Operations Regulations 1992, infection control under HSE and Public Health England guidance, and lone working under HSE general duties for community-based staff.

Workplace health and safety in CQC-regulated care services overlaps directly with the CQC fundamental standards. Failures in workplace H&S routinely contribute to CQC ratings of Requires Improvement or Inadequate.

Arinite provides Qualified consultants and compliance software to healthcare and care providers across the UK and 50+ countries.

COMPLIANCE GAPS

Common Compliance Failures We Find
in Healthcare and Care

Sharps risk assessment generic or missing

The Health and Safety (Sharp Instruments in Healthcare) Regulations 2013 require specific assessment of every clinical activity involving sharps. Most providers have only generic clinical risk assessments.

Moving and handling assessments generic

Patient-specific moving and handling plans missing, generic care plans used instead. The single most common care home compliance gap.

Infection prevention and control programme weak

IPC lead identified but programme documentation, audit cycle, and training records do not stand up to CQC inspection.

COSHH inventory incomplete

Clinical chemicals captured; cleaning chemicals, laundry chemicals, and laboratory reagents missing.

Lone working in community care not assessed

Community nurses, district nurses, domiciliary carers, and CPNs working alone in patient homes without documented lone working risk assessment.

Care home fire risk assessment not reflecting resident dependency

Generic assessment not updated to reflect changing resident profile (increased dependency, dementia, mobility loss).

Mental health and psychosocial risk for healthcare staff overlooked

Compassion fatigue, secondary traumatic stress, and moral injury well documented but rarely captured in workplace risk assessment.

Worker Protection Act 2023 reasonable steps not documented

Patient-on-staff aggression and harassment treated as a clinical or HR issue, not as a statutory workplace H&S category.

SHARPS

Sharps Risk Assessment

The Health and Safety (Sharp Instruments in Healthcare) Regulations 2013 require employers in the healthcare sector to:

1

Avoid the unnecessary use of sharps.

2

Use safer sharps (sharps incorporating engineered controls) where reasonably practicable.

3

Prevent the recapping of needles.

4

Place secure containers and instructions for safe disposal of sharps close to the work area.

5

Provide information and training to employees.

6

Investigate and act upon any sharps injury.

Documentation Expected

Each clinical activity involving sharps requires assessment under the Sharps Regulations. Documentation should cover the activity, the sharps used, whether safer sharps are in use, the disposal arrangements, training records, and any sharps injuries with investigation findings.

Sharps Injury Response

Every sharps injury requires immediate first aid, source patient testing where consented, recipient testing, post-exposure prophylaxis decision-making, RIDDOR reporting where the injury results from contact with a needle infected with a blood-borne virus, and root cause investigation.

INFECTION CONTROL

Infection Prevention
and Control

Infection Prevention and Control (IPC) sits at the intersection of workplace H&S (COSHH 2002 Schedule 3 biological agents), CQC regulated activity standards, and public health duty. A compliant IPC programme covers:

1

Documented IPC policy aligned with national IPC manual standards.

2

Appointed IPC lead with documented competence.

3

Standard precautions training for all clinical staff.

4

Transmission-based precautions for specific organisms.

5

Hand hygiene programme with audit cycle.

6

Personal protective equipment programme including RPE face fit testing where required.

7

Outbreak management plan.

8

Cleaning and decontamination arrangements.

9

Sharps and clinical waste arrangements.

10

Vaccination programme for staff.

11

Documented surveillance and reporting.

MOVING AND HANDLING

Moving and
Handling Patients

The Manual Handling Operations Regulations 1992 apply with particular force in healthcare. HSE's specific guidance on moving and handling in healthcare is HSG225 (Handling Home Care).

Patient-Specific Plans

Generic "moving and handling" risk assessments do not satisfy the duty. Every patient or resident requiring assistance must have a patient-specific moving and handling plan covering:

1

Patient capability and cooperation.

2

Equipment to be used (hoists, slide sheets, transfer boards).

3

Number of staff required.

4

Specific techniques.

5

Review trigger points (significant change in condition).

Equipment

LOLER 1998 applies to patient lifting equipment. Hoists, ceiling tracks, and stand-aids require thorough examination every six months. See our manual handling page.

LONE WORKING

Lone Working in
Community Care

Community nurses, district nurses, domiciliary carers, and community psychiatric nurses spend significant time alone in patient homes, including patients with mental health conditions, substance misuse issues, or aggressive behaviour. Documented lone working risk assessment covers:

1

Pre-visit risk assessment by patient.

2

Check-in and check-out arrangements with a designated supervisor.

3

Lone worker safety device deployment (alarm devices, monitored apps).

4

Visit planning to avoid late or high-risk visits where possible.

5

Post-incident support and risk reassessment.

6

Training on de-escalation and safe withdrawal.

CARE HOMES AND CQC

Care Home Risk Assessment
and CQC Alignment

Care homes regulated by CQC carry the workplace H&S duties of any employer plus the CQC fundamental standards. The two overlap significantly. CQC inspections routinely cite workplace H&S failures as evidence of breach of the fundamental standards on safe care and treatment, premises and equipment, and good governance.

Care Home-Specific Risk

1

Resident-specific moving and handling plans.

2

Dementia-specific risk: wandering, falls, behavioural symptoms, environmental adaptation.

3

Falls prevention programme.

4

Pressure ulcer prevention.

5

Medication management.

6

Mealtime risk: choking, allergens, scalding from hot food and drinks.

7

Bathing and showering safety.

8

Bed rail and bedside risk.

9

Fire safety for residents with mobility limitations and PEEPs.

10

Hot surface and bath water temperature controls.

CQC Documentation

CQC inspectors expect to see workplace H&S documentation integrated with the wider quality and safety management system. Arinite ensures the workplace H&S documentation set aligns with CQC expectations.

CARE HOME FIRE

Care Home Fire
Risk Assessment

Care homes carry one of the highest fire risk profiles of any non-domestic premises in UK law because of sleeping residents with reduced mobility and cognitive impairment. PAS 79-2:2020 is the recognised methodology. See our fire risk assessment service.

Care Home-Specific Considerations

1

Sleeping residents with mobility, cognitive, and sensory impairments.

2

Personal emergency evacuation plans (PEEPs) for every resident.

3

Compartmentation and progressive horizontal evacuation strategy.

4

Fire door integrity and self-closing discipline.

5

Sprinkler systems where installed.

6

Mattress and furniture fire performance.

7

Smoking arrangements where permitted.

8

Night-staffing ratios and evacuation capability.

EMPLOYER DUTIES

Core Employer Duties for
Healthcare and Care

1

Documented MHSWR Regulation 3 risk assessment covering all clinical and non-clinical activities.

2

Sharps risk assessment under the Health and Safety (Sharp Instruments in Healthcare) Regulations 2013.

3

Documented Infection Prevention and Control programme.

4

Patient-specific moving and handling plans under the Manual Handling Operations Regulations 1992.

5

LOLER thorough examination for patient lifting equipment.

6

COSHH inventory covering clinical, cleaning, laundry, and laboratory chemicals.

7

Lone working risk assessment for community-based staff.

8

Site-specific fire risk assessment under the RRO 2005, delivered to PAS 79-2:2020 for sleeping accommodation.

9

Psychosocial risk assessment covering compassion fatigue, secondary traumatic stress, and patient aggression.

10

Worker Protection Act 2023 reasonable steps including patient-on-staff harassment.

11

Competent person under MHSWR Regulation 7.

12

Written health and safety policy.

13

RIDDOR reporting including blood-borne virus exposure.

REGULATIONS

Sector-Specific Regulations for
Healthcare and Care

HSWA 1974

General duties; Section 37 director liability.

MHSWR 1999

Risk assessment, competent person, and worker information duties.

Health and Safety (Sharp Instruments in Healthcare) Regulations 2013

Specific employer duties on sharps, including safer sharps, recapping prohibition, and injury investigation.

COSHH 2002

Including Schedule 3 biological agents.

Manual Handling Operations Regulations 1992

With HSG225 for home care.

LOLER 1998

For patient lifting equipment.

Regulatory Reform (Fire Safety) Order 2005

With PAS 79-2:2020 for sleeping accommodation.

HSE ACoP L8 and HSG274

On legionella control.

Control of Asbestos Regulations 2012

For older healthcare estates.

CQC Health and Social Care Act 2008 (Regulated Activities) Regulations 2014

Fundamental standards.

RIDDOR 2013

Mandatory reporting of specified workplace injuries, diseases, and dangerous occurrences to HSE.

Worker Protection Act 2023

Preventative duty on sexual harassment, including by third parties.

Equality Act 2010

Reasonable adjustments duty including for staff and service users.

OUR SERVICES

Our Health and Safety Services
for Healthcare and Care

Healthcare risk assessments

Clinical and non-clinical risk assessment across the service.

Sharps risk assessments

Activity-by-activity sharps assessment under the 2013 Regulations.

IPC support

IPC programme review, audit cycle design, training, and outbreak response.

Moving and handling

Patient-specific moving and handling plans, equipment LOLER coordination, and training.

Lone working in community care

Risk assessment, lone worker device deployment, and training.

Care home risk assessment and CQC alignment

Care home-specific risk assessment integrated with CQC fundamental standards.

Fire risk assessments

PAS 79-2:2020 fire risk assessments for care homes and sleeping accommodation.

Legionella and asbestos management

See our legionella and asbestos pages.

Psychosocial risk

Compassion fatigue, secondary traumatic stress, and staff wellbeing programmes.

Health and safety policy, audits, and competent person retainer

See our health and safety policy, health and safety audit, and competent person services.

Health and safety software

Centralised platform. See our health and safety software.

TRAINING

Health and Safety Training
for Healthcare and Care

Clinical health and safety induction

For all clinical and non-clinical staff joining the service.

Sharps awareness and safe technique

For all staff handling sharps.

Standard precautions and IPC training

For all clinical staff with refresher cycles.

Moving and handling for patient handling

Including hoist and equipment use.

Lone working and personal safety

For community-based and domiciliary staff.

Fire safety and evacuation

With PEEP-specific scenarios for care home settings.

First aid at work and basic life support

Including clinical first aid and BLS for designated staff.

Mental health awareness

With deeper line manager training.

De-escalation and conflict resolution

For staff exposed to patient or service-user aggression.

Worker Protection Act 2023 harassment prevention training

Including patient-on-staff scenarios.

See our health and safety training service.

TYPICAL ENGAGEMENT

A Typical Healthcare
Engagement With Arinite

The following is an illustrative example of how Arinite engagement typically runs for a healthcare provider.

A private domiciliary care and care home operator with 6 care homes and 320 staff approaches Arinite ahead of a CQC inspection. The operator holds basic H&S documentation but lacks current moving and handling assessments, has gaps in sharps injury prevention documentation under the Health and Safety (Sharp Instruments in Healthcare) Regulations 2013, and no documented psychosocial risk assessment despite documented staff stress and turnover issues.

Mo
1

In month one, we deliver: a refreshed health and safety policy signed by the registered manager and managing director, a current MHSWR Regulation 3 risk assessment covering care home, domiciliary care, head office, and lone worker activities, a competent person appointment, and a centralised compliance programme architecture.

Mo
2

In month two: we deliver site-specific risk assessments and PAS 79:2020 fire risk assessments for the 6 care homes with sleeping accommodation provisions, moving and handling assessments under MHOR 1992 for each resident type, sharps injury prevention documentation under the Sharps Regulations 2013, COSHH assessments for cleaning and clinical substances, and infection prevention and control documentation.

Mo
3

In month three: we deliver violence and aggression assessment for domiciliary lone workers, lone working programme including check-in arrangements, psychosocial risk assessment using HSE Stress Indicator Tool, Worker Protection Act 2023 reasonable steps documentation, and hand over to ongoing competent person retainer.

The CQC inspection passes with no H&S concerns. The competent person retainer continues with monthly site inspections.

WHY ARINITE

Why Healthcare Providers
Choose Arinite

Five practical reasons healthcare providers appoint Arinite as their outsourced competent person:

Healthcare-specific expertise

Moving and handling, sharps, COSHH, IPC, and clinical activity risk integrated with workplace H&S.

CQC inspection-ready documentation

The integrated documentation pack satisfies CQC inspection workplace H&S evidence requirements.

Multi-site programme management

Centralised compliance for care home groups and domiciliary providers through Arinite's software platform.

Lone worker and domiciliary capability

Documented lone working programme including lone worker safety device deployment for domiciliary care staff.

Qualified consultants, not generalists

MHSWR Regulation 7 requires competent advice.

Book a Free Gap Analysis Call

Book a free gap analysis call with one of our Qualified health and safety consultants to assess your current arrangements, identify the compliance gaps that matter most for your CQC and HSE positioning, and get a clear recommendation and indicative cost.